Juen, Kam Wing 磚錦榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2010-06-21 | 2011-09-22 | Rep | Dealing in futures contracts | 2011-10-11 | 2013-04-01 |
2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2009-12-18 | 2011-09-22 | Rep | Dealing in securities | 2011-10-11 | 2013-04-01 |
3 | Huarong International Securities Limited | Rep | Dealing in securities | 2014-09-04 | 2015-02-28 |
4 | MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-03-16 | 2018-06-18 |
5 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-03-16 | 2018-06-18 |
6 | SoFi Securities (Hong Kong) Limited | Rep | Dealing in securities | 2018-07-19 | 2018-12-04 |
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