Kong, Tat Sang 江達生
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASA SECURITIES LIMITED | Rep | Dealing in futures contracts | 2011-02-28 | 2011-07-30 | Rep | Dealing in securities | 2011-02-28 | 2011-07-30 |
| 2 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2011-08-19 | 2014-07-22 |
| 3 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2011-08-19 | 2014-07-22 |
| 4 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2015-08-06 | 2016-06-30 | Rep | Dealing in securities | 2016-07-01 | 2023-05-04 |
| 5 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2015-08-06 | 2023-05-04 |
| 6 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2015-08-06 | 2016-06-30 |
| 7 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-08-13 | 2015-07-24 |
| 8 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2014-08-13 | 2015-07-24 |
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