Lam, Sing Kuen 林城乾
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2011-03-10 | 2017-10-21 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2010-12-30 | 2017-10-21 |
| 3 | CHAOSHANG ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2025-03-27 | RO | Asset management | 2025-03-27 |
| 4 | ChaoShang Securities Limited | RO | Dealing in futures contracts | 2025-03-27 | RO | Dealing in securities | 2025-03-27 |
| 5 | FIRST SHANGHAI FUTURES LIMITED | Rep | Dealing in futures contracts | 2023-02-23 | 2024-12-13 |
| 6 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Dealing in securities | 2023-02-23 | 2024-12-13 |
| 7 | Huaan Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2022-10-24 | 2023-02-11 |
| 8 | Huaan Securities (Hong Kong) Futures Limited | Rep | Dealing in futures contracts | 2022-10-24 | 2023-02-11 |
| 9 | Quam Securities Limited | Rep | Dealing in futures contracts | 2018-06-06 | 2019-01-28 | Rep | Dealing in securities | 2018-06-06 | 2019-01-28 | RO | Dealing in futures contracts | 2019-01-28 | 2019-12-31 | RO | Dealing in securities | 2019-01-28 | 2019-12-31 |
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