Lee, Yin Han 李彥嫻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2011-03-07 | 2016-06-30 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2011-03-07 | 2016-06-30 |
| 3 | China Securities (International) Asset Management Company Limited | Rep | Advising on securities | 2017-09-28 | 2018-06-08 | Rep | Asset management | 2017-09-28 | 2018-06-08 |
| 4 | China Securities (International) Brokerage Company Limited | Rep | Dealing in futures contracts | 2016-07-22 | 2018-06-08 | Rep | Dealing in securities | 2016-07-22 | 2018-06-08 |
| 5 | DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2020-07-09 | 2020-09-12 |
| 6 | DELTA ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2020-07-09 | 2020-09-12 |
| 7 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-07-15 | |
| 8 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2021-05-24 | |
| 9 | Yunfeng Financial Markets Limited | Rep | Dealing in securities | 2020-09-23 | 2021-04-30 |
| 10 | Yunfeng Securities Limited | Rep | Dealing in securities | 2020-09-23 | 2021-04-30 |
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