Ma, Tak Wah 馬德華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2010-03-24 | 2010-11-28 | Rep | Dealing in futures contracts | 2011-04-11 | 2012-07-18 | Rep | Advising on futures contracts | 2011-05-16 | 2012-07-18 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2009-11-16 | 2010-11-28 | Rep | Dealing in securities | 2011-04-11 | 2012-07-18 | Rep | Advising on securities | 2011-05-16 | 2012-07-18 |
| 3 | CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | Advising on securities | 2016-02-15 | 2016-08-23 | Rep | Dealing in securities | 2016-02-15 | 2016-08-23 |
| 4 | China Arab Capital Limited | RO | Advising on securities | 2023-11-07 | RO | Asset management | 2023-11-07 |
| 5 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2014-06-10 | 2016-02-06 |
| 6 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Advising on securities | 2014-06-10 | 2016-02-06 | Rep | Dealing in securities | 2014-06-10 | 2016-02-06 |
| 7 | Gamma Consortium Limited (The) | RO | Advising on securities | 2016-10-03 | 2017-04-30 | RO | Asset management | 2016-10-03 | 2017-04-30 |
| 8 | KGI ASIA LIMITED | Rep | Dealing in securities | 2011-01-11 | 2011-03-08 |
| 9 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-01-11 | 2011-03-08 |
| 10 | Linkways Asset Management Limited | RO | Asset management | 2021-10-11 | 2023-01-07 |
| 11 | Linkways Investment Management Limited | RO | Advising on securities | 2021-10-11 | 2023-01-07 | RO | Dealing in futures contracts | 2021-10-11 | 2023-01-07 | RO | Dealing in securities | 2021-10-11 | 2023-01-07 |
| 12 | LQ Pacific Partners Limited | RO | Advising on securities | 2020-03-02 | 2020-12-02 | RO | Asset management | 2020-03-02 | 2020-12-02 | RO | Dealing in securities | 2020-03-02 | 2020-12-02 |
| 13 | Magpie Securities Limited (HK) | RO | Advising on securities | 2017-08-02 | 2018-03-31 | RO | Asset management | 2017-08-02 | 2018-03-31 | RO | Dealing in securities | 2017-08-02 | 2018-03-31 |
| 14 | Mintai Asset Management Limited | RO | Advising on securities | 2019-07-26 | 2020-02-21 | RO | Asset management | 2019-07-26 | 2020-02-21 |
| 15 | OKACHI (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2018-11-19 | 2019-07-01 |
| 16 | OKACHI INVESTMENTS (HK) COMPANY LIMITED | Rep | Dealing in securities | 2018-09-26 | 2019-07-01 |
| 17 | Quam Securities Limited | Rep | Advising on securities | 2012-08-10 | 2014-05-31 | Rep | Dealing in futures contracts | 2012-08-10 | 2014-05-31 | Rep | Dealing in securities | 2012-08-10 | 2014-05-31 |
| 18 | Rich Bay Securities Limited | RO | Dealing in futures contracts | 2019-07-26 | 2020-02-21 | RO | Dealing in securities | 2019-07-26 | 2020-02-21 |
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