Li, Wai Han 李惠嫻

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED Rep Advising on securities 2010-09-20 2011-10-31
Rep Dealing in securities 2010-09-20 2011-10-31
2 Everbright Securities Investment Services (HK) Limited Rep Advising on securities 2011-11-17 2014-07-01
3 HSBC BROKING SECURITIES (ASIA) LIMITED Rep Advising on securities 2017-08-01
Rep Dealing in securities 2017-08-01
4 UOB KAY HIAN (HONG KONG) LIMITED Rep Advising on securities 2014-07-09 2017-07-07

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