Leung, Cody Ka Ming 梁家明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2007-10-11 | 2007-11-12 | Rep | Dealing in securities | 2007-10-11 | 2007-11-12 |
| 2 | CASH ASSET MANAGEMENT LIMITED | Rep | Asset management | 2010-08-31 | 2014-02-10 | RO | Asset management | 2014-02-10 | 2020-02-08 |
| 3 | CASH Wealth Management Limited | RO | Dealing in securities | 2011-09-12 | 2020-02-08 | RO | Asset management | 2013-10-02 | 2020-02-08 |
| 4 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2010-08-31 | 2020-02-08 |
| 5 | CELESTIAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-07-15 | Rep | Advising on securities | 2003-07-15 | Rep | Asset management | 2003-07-15 | Rep | Automated trading services | 2003-07-15 | Rep | Dealing in securities | 2003-07-15 | Rep | Dealing in securities | 2010-08-31 | 2020-02-08 |
| 6 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2020-03-02 | 2020-08-27 | RO | Dealing in securities | 2020-08-27 |
| 7 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2020-03-02 | 2020-08-27 | RO | Dealing in futures contracts | 2020-08-27 |
| 8 | QUAM FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-10-10 | 2006-01-31 |
| 9 | Quam Securities Limited | Rep | Dealing in securities | 2003-10-10 | 2007-10-02 | Rep | Dealing in futures contracts | 2004-10-26 | 2007-10-02 | Rep | Dealing in futures contracts | 2008-01-09 | 2010-08-21 | Rep | Dealing in securities | 2008-01-09 | 2010-08-21 | Rep | Asset management | 2009-10-15 | 2010-08-21 |
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