Li, Wan Yi (SFC:APP544) 李韻儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CASH ASSET MANAGEMENT LIMITED | Rep | Asset management | 2007-10-12 | 2014-02-20 |
| 2 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2007-10-12 | 2014-02-20 |
| 3 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-03-10 | Rep | Advising on securities | 2014-03-10 | 2021-02-03 | RO | Advising on securities | 2021-02-03 |
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