Leung, Hon Ki 梁漢旗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2004-10-08 | 2006-10-13 |
| 2 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2009-08-28 | 2010-06-28 | Rep | Dealing in securities | 2009-12-23 | 2012-07-03 | RO | Advising on corporate finance | 2010-06-28 | 2012-07-03 |
| 3 | CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2009-05-12 | 2009-05-22 | RO | Advising on corporate finance | 2009-05-22 | 2009-07-22 |
| 4 | CITIC Securities (Hong Kong) Limited | RO | Advising on corporate finance | 2015-04-23 | 2018-08-30 | RO | Advising on securities | 2015-04-23 | 2018-08-30 |
| 5 | CLSA LIMITED | RO | Dealing in securities | 2015-04-23 | 2018-08-30 |
| 6 | CORE PACIFIC-YAMAICHI CAPITAL LIMITED | Rep | Advising on corporate finance | 2004-09-28 | |
| 7 | CSI Corporate Finance (HK) Limited | Rep | Advising on corporate finance | 2012-07-04 | 2012-09-21 | Rep | Advising on securities | 2012-07-04 | 2012-09-21 | Rep | Dealing in securities | 2012-07-04 | 2012-09-21 | RO | Advising on corporate finance | 2012-09-21 | 2016-01-01 | RO | Advising on securities | 2012-09-21 | 2016-01-01 | RO | Dealing in securities | 2012-09-21 | 2016-01-01 |
| 8 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2006-10-27 | 2006-12-28 | Rep | Dealing in securities | 2006-12-28 | 2009-05-08 | RO | Advising on corporate finance | 2006-12-28 | 2009-05-08 | Rep | Advising on securities | 2007-05-15 | 2009-05-08 |
| 9 | Silk Road International Capital Limited | Rep | Advising on corporate finance | 2018-09-27 | 2019-01-18 | Rep | Advising on securities | 2018-09-27 | 2019-01-18 | Rep | Dealing in securities | 2018-09-27 | 2019-01-18 | RO | Advising on corporate finance | 2019-01-18 | 2021-04-30 | RO | Advising on securities | 2019-01-18 | 2021-04-30 | RO | Dealing in securities | 2019-01-18 | 2021-04-30 |
| 10 | SPDB International Capital Limited | Rep | Advising on corporate finance | 2021-06-02 | 2022-01-25 | Rep | Dealing in securities | 2021-06-02 | 2022-01-25 | RO | Advising on corporate finance | 2022-01-25 | RO | Dealing in securities | 2022-01-25 |
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