Bian, Yuan 邊源
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2019-11-20 | 2020-02-18 |
| 2 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2018-07-12 | 2019-10-26 | Rep | Asset management | 2018-07-12 | 2019-10-26 | Rep | Dealing in securities | 2018-07-12 | 2019-10-26 |
| 3 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2010-05-20 | 2014-03-21 |
| 4 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2020-08-03 | 2021-02-05 |
| 5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2020-08-03 | 2021-02-05 | Rep | Dealing in securities | 2020-08-03 | 2021-02-05 |
| 6 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on securities | 2014-04-01 | 2016-04-29 |
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