Cheng, Sim Kuen 鄭嬋娟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Avenue Asset Management Limited (HK) | Rep | Advising on securities | 2020-02-17 | 2022-06-05 | Rep | Asset management | 2020-02-18 | 2022-06-05 |
| 2 | Avenue Family Office Limited | Rep | Advising on securities | 2020-02-17 | 2023-05-11 | Rep | Dealing in securities | 2020-02-17 | 2023-05-11 | Rep | Asset management | 2020-02-18 | 2023-05-11 |
| 3 | CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | Dealing in securities | 2012-08-06 | 2013-02-08 |
| 4 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2010-10-13 | 2012-06-28 |
| 5 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2014-04-15 | 2014-08-31 | Rep | Dealing in securities | 2014-04-15 | 2014-08-31 |
| 6 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2016-08-08 | 2019-08-09 | Rep | Dealing in securities | 2016-08-08 | 2019-08-09 |
| 7 | GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-09-15 | 2016-06-10 |
| 8 | GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-09-15 | 2016-06-10 |
| 9 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2007-09-14 | 2008-07-07 |
| 10 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2013-02-25 | 2014-03-04 |
| 11 | Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2013-05-20 | 2014-03-04 |
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