Chia, Janice Jhet Yen
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2010-10-20 | 2013-10-29 |
| 2 | Fosun International Securities Limited | Rep | Dealing in securities | 2018-06-25 | 2019-05-19 | Rep | Advising on corporate finance | 2018-08-13 | 2019-05-19 |
| 3 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2007-05-28 | 2008-10-16 |
| 4 | ORIENTAL PATRON SECURITIES LIMITED | Rep | Dealing in securities | 2013-11-28 | 2015-02-25 | RO | Advising on securities | 2015-02-25 | 2015-11-29 | RO | Dealing in securities | 2015-02-25 | 2015-11-29 |
| 5 | RiverCircle Investments Limited | RO | Advising on securities | 2021-05-06 | RO | Asset management | 2021-05-06 |
| 6 | SBI China Capital Asset Management Limited | Rep | Asset management | 2019-09-27 | 2021-04-23 | RO | Advising on securities | 2019-09-27 | 2021-04-23 |
| 7 | SBI China Capital Financial Services Limited | Rep | Dealing in securities | 2019-05-24 | 2019-09-27 | RO | Dealing in securities | 2019-09-27 | 2021-04-23 |
| 8 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-04-02 | 2010-08-24 | Rep | Advising on securities | 2015-12-07 | 2017-09-08 | Rep | Dealing in securities | 2015-12-07 | 2017-09-08 | RO | Advising on securities | 2017-09-08 | 2018-02-08 | RO | Dealing in securities | 2017-09-08 | 2018-02-08 | Rep | Advising on securities | 2018-02-08 | 2018-06-07 | Rep | Dealing in securities | 2018-02-08 | 2018-06-07 |
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