Lam, Gloria Yuen Shan 林宛珊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2011-06-10 | 2014-06-03 | Rep | Dealing in securities | 2011-06-10 | 2014-06-03 |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2020-06-15 | Rep | Advising on securities | 2020-10-05 |
| 3 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2014-06-27 | 2015-08-01 |
| 4 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2015-08-14 | 2020-02-15 |
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