Li, Wai Yin (SFC:ANR354) 李慧妍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2010-06-24 | 2012-06-16 |
| 2 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2006-08-30 | 2007-05-28 |
| 3 | MF Securities Hong Kong Limited | Rep | Advising on securities | 2010-03-11 | 2010-04-08 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2012-06-27 | 2013-03-16 |
| 5 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Advising on securities | 2010-04-26 | 2010-06-07 |
| 6 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-06-13 | 2010-03-05 | Rep | Advising on securities | 2007-07-09 | 2010-03-05 |
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