Sun, Timothy 孫德懋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-10-15 | Rep | Advising on securities | 2003-10-15 | Rep | Asset management | 2003-10-15 |
| 2 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2008-08-15 | 2010-05-13 | RO | Advising on securities | 2010-05-13 | 2011-01-07 | Rep | Advising on securities | 2011-01-21 | 2011-11-30 | RO | Advising on securities | 2011-11-30 | 2013-04-04 |
| 3 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2004-02-27 | 2006-03-03 |
| 4 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-05-28 | 2017-07-13 |
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