Xu, Lingyan (SFC:ARI518) 徐凌艷

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CCB INTERNATIONAL SECURITIES LIMITED Rep Advising on securities 2010-06-04 2013-05-27
Rep Dealing in securities 2010-06-04 2013-05-27
Rep Advising on securities 2013-11-27 2014-08-21
Rep Dealing in securities 2013-11-27 2014-08-21
RO Advising on securities 2014-08-21 2015-12-02
RO Dealing in securities 2014-08-21 2015-12-02
2 China Galaxy International Securities (Hong Kong) Co., Limited Rep Advising on securities 2013-06-14 2013-10-24
Rep Dealing in securities 2013-06-14 2013-10-24
3 KILMOREY ASSET MANAGEMENT LIMITED RO Asset management 2018-06-21 2019-11-26
Rep Asset management 2019-11-26 2020-04-01
4 KILMOREY SECURITIES LIMITED RO Dealing in securities 2016-03-24 2019-11-26
RO Advising on securities 2017-02-09 2019-11-26
Rep Advising on securities 2019-11-26 2019-12-03
Rep Dealing in securities 2019-11-26 2019-12-03
5 Lion Asset Management Limited (HK) Rep Advising on securities 2020-08-03 2024-01-31
Rep Asset management 2020-08-03 2024-01-31
6 Lion International Securities Group Limited Rep Dealing in securities 2020-08-03 2024-01-31
7 MF Securities Hong Kong Limited Rep Dealing in securities 2009-11-27 2010-04-21
Rep Advising on securities 2009-12-21 2010-04-21
8 Mighty Divine Investment Management Limited Rep Asset management 2024-02-14
9 MIGHTY DIVINE SECURITIES LIMITED Rep Dealing in securities 2024-02-14
10 UOB KAY HIAN (HONG KONG) LIMITED Rep Dealing in securities 2008-07-17 2009-04-06
Rep Dealing in securities 2009-05-13 2009-11-12

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