Ko, Siu Man 高兆文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2009-07-27 | |
| 2 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-07-27 | |
| 3 | DBS VICKERS SECURITIES ONLINE (HK) LIMITED | Rep | Dealing in securities | 2004-03-05 | 2007-11-17 |
| 4 | MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-07-02 | 2009-07-04 |
| 5 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-07-02 | 2009-07-04 |
| 6 | OCBC SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-03-02 | Rep | Advising on securities | 2004-03-02 | Rep | Asset management | 2004-03-02 | Rep | Automated trading services | 2004-03-02 | Rep | Dealing in securities | 2004-03-02 |
| 7 | SBI China Capital Commodities Limited | Rep | Dealing in futures contracts | 2008-10-14 | 2009-06-24 |
| 8 | SBI China Capital Financial Services Limited | Rep | Dealing in securities | 2007-12-07 | 2009-06-24 |
| 9 | SBI China Capital Securities Limited | Rep | Dealing in securities | 2007-11-29 | 2009-06-24 |
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