Ko, Siu Man 高兆文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2009-07-27 | |
| 2 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-07-27 | |
| 3 | OCBC SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-03-02 | |
| 4 | OCBC SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2004-03-02 | |
| 5 | OCBC SECURITIES (HONG KONG) LIMITED | Rep | Asset management | 2004-03-02 | |
| 6 | OCBC SECURITIES (HONG KONG) LIMITED | Rep | Automated trading services | 2004-03-02 | |
| 7 | OCBC SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-03-02 | |
| 8 | DBS VICKERS SECURITIES ONLINE (HK) LIMITED | Rep | Dealing in securities | 2004-03-05 | 2007-11-17 |
| 9 | SBI China Capital Securities Limited | Rep | Dealing in securities | 2007-11-29 | 2009-06-24 |
| 10 | SBI China Capital Financial Services Limited | Rep | Dealing in securities | 2007-12-07 | 2009-06-24 |
| 11 | SBI China Capital Commodities Limited | Rep | Dealing in futures contracts | 2008-10-14 | 2009-06-24 |
| 12 | MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-07-02 | 2009-07-04 |
| 13 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-07-02 | 2009-07-04 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy