Yeung, Iris See Lok 楊詩樂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2010-06-11 | 2012-08-01 |
| 2 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2010-06-11 | 2012-08-01 |
| 3 | Monex Boom Securities (H.K.) Limited | Rep | Dealing in securities | 2014-10-03 | Rep | Dealing in futures contracts | 2016-08-31 |
| 4 | ORIENT FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-01-28 | 2014-04-25 |
| 5 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-01-28 | 2014-04-25 | Rep | Advising on securities | 2013-03-12 | 2014-04-25 |
| 6 | Quam Securities Limited | Rep | Dealing in futures contracts | 2007-07-18 | 2010-06-03 | Rep | Dealing in securities | 2007-07-18 | 2010-06-03 |
| 7 | Win Securities Limited | Rep | Dealing in securities | 2021-07-20 |
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