Au, Man Kwong 區文光
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2005-08-15 | 2012-05-21 |
| 2 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in securities | 2003-08-27 | 2004-04-22 |
| 3 | DBS VICKERS SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-08-26 | Rep | Advising on securities | 2003-08-26 | Rep | Asset management | 2003-08-26 | Rep | Dealing in securities | 2003-10-30 |
| 4 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2004-05-03 | 2005-08-15 |
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