Lee, Alice Wai Yin 李偉賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2010-09-08 | 2017-11-01 |
| 2 | Credit Agricole Securities (Asia) Limited | Rep | Advising on corporate finance | 2004-05-31 | Rep | Advising on securities | 2004-05-31 | Rep | Asset management | 2004-05-31 | Rep | Dealing in securities | 2008-10-09 |
| 3 | ICAP Equities Asia Limited | Rep | Advising on securities | 2008-12-29 | 2010-04-27 | Rep | Dealing in securities | 2008-12-29 | 2010-04-27 |
| 4 | RBS Asia Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-05-31 | Rep | Advising on securities | 2004-05-31 | Rep | Asset management | 2004-05-31 | Rep | Dealing in securities | 2005-02-04 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy