Wong, Siu Fai (SFC:AFA120) 王紹輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CENTALINE WEALTH MANAGEMENT LIMITED | Rep | Dealing in securities | 2011-02-16 | 2012-04-19 |
| 2 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-12-24 | 2010-01-21 |
| 3 | EMPEROR SECURITIES LIMITED (HK) | Rep | Advising on securities | 2008-12-09 | 2010-01-21 | Rep | Dealing in securities | 2009-12-24 | 2010-01-21 |
| 4 | Emperor Wealth Management Limited | Rep | Dealing in securities | 2009-12-24 | 2010-01-21 |
| 5 | GEO Securities Limited | Rep | Dealing in securities | 2015-10-14 | 2017-03-16 |
| 6 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2007-07-09 | 2008-08-25 | Rep | Dealing in securities | 2012-10-17 | 2013-05-30 |
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