Ho, Chun Man (SFC:ARJ714) 何振文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AA Investment Management Limited | Rep | Advising on securities | 2022-06-06 | Rep | Dealing in securities | 2022-06-06 |
| 2 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2010-12-13 | 2013-10-24 |
| 3 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2010-07-13 | 2013-10-24 | Rep | Advising on securities | 2011-12-20 | 2013-10-24 |
| 4 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2016-08-15 | 2017-01-23 |
| 5 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2016-08-15 | 2017-01-23 |
| 6 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-10-29 | 2014-09-11 | Rep | Dealing in futures contracts | 2014-05-23 | 2014-09-11 |
| 7 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Dealing in securities | 2016-03-16 | 2016-08-14 |
| 8 | FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2008-08-25 | 2009-03-06 |
| 9 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2014-09-29 | 2016-03-07 |
| 10 | Huatai (Hong Kong) Futures Limited | Rep | Dealing in futures contracts | 2017-02-03 | 2017-04-11 | RO | Dealing in futures contracts | 2017-04-11 | 2019-02-01 | RO | Advising on futures contracts | 2017-07-03 | 2019-02-01 |
| 11 | LUZHENG INTERNATIONAL FUTURES LIMITED | RO | Dealing in futures contracts | 2019-03-06 | 2019-12-29 |
| 12 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2009-03-10 | 2010-07-01 | Rep | Dealing in securities | 2009-03-10 | 2010-07-01 |
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