Lee, Yik Kan 李翊勤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bright Fund Management Limited | Rep | Asset management | 2015-07-23 | 2020-01-05 |
| 2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2015-01-23 | 2020-01-05 |
| 3 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2015-01-23 | 2020-01-05 |
| 4 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2010-06-17 | 2013-08-06 |
| 5 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2010-06-17 | 2013-08-06 | Rep | Advising on securities | 2011-12-20 | 2013-08-06 |
| 6 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2018-02-28 | 2019-06-30 |
| 7 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2018-02-28 | 2019-02-01 |
| 8 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-08-19 | 2015-01-07 | Rep | Dealing in securities | 2013-08-19 | 2015-01-07 |
| 9 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2015-01-23 | 2020-01-05 |
| 10 | Nerico Brothers Limited (HK) | Rep | Dealing in securities | 2008-10-03 | 2009-03-06 |
| 11 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-09-14 | 2010-06-03 |
| 12 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-08-18 | 2010-06-03 |
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