Lee, Yik Kan 李翊勤

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Nerico Brothers Limited (HK) Rep Dealing in securities 2008-10-03 2009-03-06
2 PHILLIP SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2009-08-18 2010-06-03
3 PHILLIP COMMODITIES (H.K.) LIMITED Rep Dealing in futures contracts 2009-09-14 2010-06-03
4 CHIEF COMMODITIES LIMITED Rep Dealing in futures contracts 2010-06-17 2013-08-06
5 CHIEF SECURITIES LIMITED Rep Dealing in securities 2010-06-17 2013-08-06
6 CHIEF SECURITIES LIMITED Rep Advising on securities 2011-12-20 2013-08-06
7 DBS VICKERS (HONG KONG) LIMITED Rep Dealing in futures contracts 2013-08-19 2015-01-07
8 DBS VICKERS (HONG KONG) LIMITED Rep Dealing in securities 2013-08-19 2015-01-07
9 CHINA EVERBRIGHT SECURITIES (HK) LIMITED Rep Dealing in securities 2018-02-28 2019-02-01
10 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED Rep Dealing in futures contracts 2018-02-28 2019-06-30
11 CES Commodities (HK) Limited Rep Dealing in futures contracts 2015-01-23 2020-01-05
12 CES Forex (HK) Limited Rep Leveraged foreign exchange trading 2015-01-23 2020-01-05
13 Everbright Securities Investment Services (HK) Limited Rep Dealing in securities 2015-01-23 2020-01-05
14 Bright Fund Management Limited Rep Asset management 2015-07-23 2020-01-05

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