Li, Chun Tak (SFC:AXS720) 李晉德
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2011-08-04 | 2013-10-13 |
2 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-10-21 | 2015-01-09 | Rep | Dealing in futures contracts | 2015-12-15 | 2019-09-17 | Rep | Dealing in securities | 2015-12-15 | 2019-09-17 |
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