Lam, Choi Wan 林彩雲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT CAPITAL LIMITED | Rep | Advising on securities | 2011-08-30 | 2016-10-26 | Rep | Dealing in securities | 2011-08-30 | 2016-10-26 |
| 2 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on securities | 2011-08-30 | 2016-10-26 | Rep | Dealing in securities | 2011-08-30 | 2016-10-26 |
| 3 | Chiyu International Capital Limited | Rep | Advising on corporate finance | 2022-12-05 | 2022-12-23 | Rep | Advising on securities | 2022-12-05 | 2022-12-23 | Rep | Dealing in securities | 2022-12-05 | 2022-12-23 | RO | Advising on corporate finance | 2022-12-23 | RO | Advising on securities | 2022-12-23 | RO | Dealing in securities | 2022-12-23 |
| 4 | SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2016-11-28 | 2020-02-09 | Rep | Dealing in securities | 2016-11-28 | 2020-02-09 | Rep | Advising on corporate finance | 2017-01-05 | 2020-02-09 |
| 5 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2020-03-16 | 2020-05-27 | Rep | Advising on securities | 2020-03-16 | 2022-07-01 | RO | Dealing in securities | 2020-05-27 | 2022-07-01 |
| 6 | SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | Dealing in securities | 2020-03-16 | 2020-05-27 | Rep | Advising on corporate finance | 2020-03-16 | 2022-07-01 | RO | Dealing in securities | 2020-05-27 | 2022-07-01 |
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