Lam, Mau Kit 林茂傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Asia Pacific Securities Limited | Rep | Dealing in securities | 2006-09-11 | 2007-03-17 |
2 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2008-03-04 | 2012-07-20 | Rep | Leveraged foreign exchange trading | 2009-01-29 | 2012-07-20 |
3 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2008-03-04 | 2012-07-20 | Rep | Asset management | 2008-03-20 | 2012-07-20 |
4 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2015-01-28 | 2020-03-17 |
5 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-01-28 | 2020-03-17 |
6 | GT CAPITAL LIMITED | Rep | Advising on securities | 2005-11-15 | 2006-08-31 | Rep | Asset management | 2005-11-15 | 2006-08-31 | Rep | Dealing in securities | 2005-12-29 | 2006-08-31 |
7 | PEGASUS FUND MANAGERS LIMITED | Rep | Advising on securities | 2005-11-07 | Rep | Asset management | 2005-11-07 |
8 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2007-12-20 | 2008-02-07 |
9 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-03-26 | 2008-02-07 |
10 | PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2012-07-31 | 2015-01-14 |
11 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2012-07-31 | 2015-01-14 |
12 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2020-04-06 | |
13 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2020-04-06 |
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