Shum, Lui Pang 沈呂鵬

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED Rep Dealing in futures contracts 2010-05-20 2013-04-08
Rep Leveraged foreign exchange trading 2010-06-23 2013-04-08
2 CHINA EVERBRIGHT SECURITIES (HK) LIMITED Rep Dealing in securities 2010-05-20 2013-04-08
3 DBS VICKERS (HONG KONG) LIMITED Rep Dealing in securities 2008-03-26 2008-11-14
4 DBS VICKERS SECURITIES ONLINE (HK) LIMITED Rep Dealing in securities 2008-03-26 2008-06-01
5 PHILLIP COMMODITIES (H.K.) LIMITED Rep Dealing in futures contracts 2008-01-09 2008-03-15
6 PHILLIP SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2008-01-09 2008-03-15

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