Tam, Ho Kuen 譚浩權
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2006-10-16 | 2006-10-26 |
| 2 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2003-05-12 | 2006-09-26 | Rep | Leveraged foreign exchange trading | 2004-01-02 | 2004-09-21 | Rep | Dealing in futures contracts | 2006-11-10 | 2012-12-31 |
| 3 | CHINA EVERBRIGHT FOREX LIMITED | Rep | Leveraged foreign exchange trading | 2003-10-07 | 2004-03-19 |
| 4 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on securities | 2003-05-12 | 2004-09-21 | Rep | Dealing in securities | 2003-05-12 | 2006-09-26 | Rep | Dealing in securities | 2006-11-10 | 2012-12-31 |
| 5 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2014-05-05 | 2016-05-31 |
| 6 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2014-05-05 | 2016-05-31 |
| 7 | Essence Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2013-01-08 | 2014-04-18 |
| 8 | Essence International Securities (Hong Kong) Limited | Rep | Dealing in securities | 2013-01-08 | 2014-04-18 |
| 9 | HF Asset Management Limited (HK) | RO | Asset management | 2017-05-22 | 2018-12-31 |
| 10 | HF Securities and Futures Limited | RO | Dealing in futures contracts | 2018-01-16 | 2018-12-31 | RO | Dealing in securities | 2018-01-16 | 2018-12-31 |
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