Chan, Ka Kit (SFC:AED841) 陳家傑

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 ABCI Securities Company Limited Rep Advising on securities 2019-09-06
Rep Dealing in securities 2019-09-06
2 BTIG Hong Kong Limited Rep Dealing in securities 2015-03-19 2019-05-31
3 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Rep Dealing in securities 2007-10-12 2014-09-23
4 China Jianxin Financial Services Limited Rep Dealing in securities 2014-11-11 2015-02-01
5 Daiwa Capital Markets Hong Kong Limited Rep Dealing in securities 2004-12-09 2007-09-29
6 DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED Rep Dealing in futures contracts 2004-12-09 2007-09-29
7 KGI ASIA LIMITED Rep Advising on corporate finance 2003-06-06
Rep Advising on securities 2003-06-06
Rep Asset management 2003-06-06
Rep Dealing in securities 2003-06-06
8 KGI FUTURES (HONG KONG) LIMITED Rep Advising on futures contracts 2003-06-06
Rep Asset management 2003-06-06
Rep Dealing in futures contracts 2003-06-06
9 KGI SECURITIES (HONG KONG) LIMITED Rep Advising on corporate finance 2003-06-06
Rep Advising on securities 2003-06-06
Rep Asset management 2003-06-06
Rep Automated trading services 2003-06-06
Rep Dealing in securities 2003-06-06
10 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED Rep Dealing in futures contracts 2003-09-16 2004-12-08
11 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED Rep Dealing in securities 2003-09-16 2004-12-08
12 TRINITUS ASSET MANAGEMENT LIMITED Rep Advising on futures contracts 2003-06-06
Rep Asset management 2003-06-06
Rep Dealing in futures contracts 2003-06-06

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