Fowler, Luke (SFC:AQM674)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | Asset management | 2022-07-08 | |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2019-09-24 | |
| 3 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2009-11-25 | Rep | Advising on securities | 2016-02-05 | Rep | Dealing in futures contracts | 2019-09-17 |
| 4 | CICC US Securities (Hong Kong) Limited | Rep | Dealing in securities | 2011-08-02 | |
| 5 | MIZUHO SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2008-02-18 | 2009-03-12 |
| 6 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2009-08-17 | 2009-11-09 |
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