Chiu, Yat Shuk 趙一粟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2003-08-26 | 2006-05-15 |
2 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2003-08-26 | 2006-05-15 |
3 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2006-05-23 | 2014-08-15 |
4 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2006-05-23 | 2014-08-15 |
5 | QUAM FUTURES LIMITED | Rep | Advising on futures contracts | 2003-07-15 | Rep | Asset management | 2003-07-15 | Rep | Dealing in futures contracts | 2003-07-15 |
6 | Quam Securities Limited | Rep | Advising on corporate finance | 2003-07-15 | Rep | Advising on securities | 2003-07-15 | Rep | Asset management | 2003-07-15 | Rep | Dealing in securities | 2003-07-15 |
7 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2014-09-04 | |
8 | Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2014-09-04 |
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