Siu, Man Wai 邵文慧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bosera Asset Management (International) Co., Limited | Rep | Advising on securities | 2015-09-18 | 2015-12-01 | Rep | Asset management | 2015-09-18 | 2015-12-01 | Rep | Dealing in securities | 2015-09-18 | 2015-12-01 |
| 2 | CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED | Rep | Advising on securities | 2015-12-29 | Rep | Asset management | 2015-12-29 |
| 3 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2011-08-08 | 2014-10-06 |
| 4 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2011-08-08 | 2014-10-06 |
| 5 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-01-28 | 2011-07-29 |
| 6 | DBS VICKERS SECURITIES ONLINE (HK) LIMITED | Rep | Dealing in securities | 2007-09-11 | 2008-06-01 |
| 7 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on futures contracts | 2014-10-10 | 2015-08-31 | Rep | Advising on securities | 2014-10-10 | 2015-08-31 | Rep | Dealing in futures contracts | 2014-10-10 | 2015-08-31 | Rep | Dealing in securities | 2014-10-10 | 2015-08-31 |
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