Lau, Yuk Ha 劉玉霞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2007-06-28 | 2011-05-19 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2007-06-28 | 2012-10-17 |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2012-10-30 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-10-30 | |
| 5 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2004-09-07 | 2007-06-18 |
| 6 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Automated trading services | 2003-09-11 | Rep | Advising on corporate finance | 2004-07-19 | Rep | Advising on securities | 2004-07-19 | Rep | Asset management | 2004-07-19 | Rep | Dealing in securities | 2007-06-18 |
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