Tan, Choon Wah 陳俊華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2009-10-06 | 2013-12-10 | Rep | Advising on securities | 2012-07-20 | 2013-12-10 |
| 2 | CITIC FRONTIER CHINA RESEARCH LIMITED | Rep | Advising on securities | 2004-08-17 | 2006-02-01 | Rep | Dealing in securities | 2004-08-17 | 2006-02-01 |
| 3 | CITIC Securities Brokerage (HK) Limited | Rep | Advising on securities | 2006-02-01 | 2006-04-18 | Rep | Dealing in securities | 2006-02-01 | 2006-04-18 |
| 4 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2006-05-17 | 2007-05-25 |
| 5 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2006-05-17 | 2007-05-25 |
| 6 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2007-06-06 | 2008-12-05 |
| 7 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-02-20 | 2009-07-31 |
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