Tam, Kong Lun 譚港麟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on securities | 2021-09-14 | 2022-10-14 | Rep | Dealing in securities | 2021-09-14 | 2022-10-14 |
| 2 | CHINA XIN YONGAN FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2011-07-26 | 2015-03-02 |
| 3 | Haitong Futures Hong Kong Limited | Rep | Dealing in futures contracts | 2017-07-13 | 2019-11-13 | RO | Advising on futures contracts | 2019-11-13 | 2021-06-01 | RO | Dealing in futures contracts | 2019-11-13 | 2021-06-01 |
| 4 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-03-12 | 2017-07-01 |
| 5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2015-03-12 | 2017-07-01 | Rep | Leveraged foreign exchange trading | 2015-05-08 | 2017-07-01 |
| 6 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2022-10-17 | Rep | Dealing in securities | 2022-10-17 |
| 7 | iBest Investment Services Limited | Rep | Leveraged foreign exchange trading | 2017-06-08 | 2017-07-01 |
| 8 | Quam Securities Limited | Rep | Advising on securities | 2021-07-19 | 2021-09-05 | Rep | Asset management | 2021-07-19 | 2021-09-05 | Rep | Dealing in securities | 2021-07-19 | 2021-09-05 |
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