Liu, Wai Ho (SFC:AWA607) 廖偉豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2010-10-11 | 2012-04-27 | Rep | Advising on securities | 2011-01-24 | 2012-04-27 |
| 2 | DBS ASIA CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-02-22 | 2017-10-30 | Rep | Advising on securities | 2017-02-22 | 2017-10-30 | Rep | Dealing in securities | 2017-02-22 | 2017-10-30 |
| 3 | Isola Capital Asset Management Limited | Rep | Advising on securities | 2014-04-30 | 2015-01-12 | Rep | Asset management | 2014-04-30 | 2015-01-12 | Rep | Dealing in securities | 2014-04-30 | 2015-01-12 |
| 4 | Quam Securities Limited | Rep | Advising on corporate finance | 2017-11-15 | 2022-02-28 | Rep | Dealing in securities | 2017-11-15 | 2022-02-28 |
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