Tse, Cho Wan 謝棗韻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CEB International Capital Corporation Limited | Rep | Advising on corporate finance | 2016-05-09 | 2017-02-16 | Rep | Advising on securities | 2016-05-09 | 2017-02-16 | Rep | Dealing in securities | 2016-05-09 | 2017-02-16 |
| 2 | CINDA INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2011-07-27 | 2015-03-09 | Rep | Dealing in securities | 2011-07-27 | 2015-03-09 |
| 3 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2011-07-27 | 2015-03-09 |
| 4 | CMB International Capital Holdings Corporation Limited | Rep | Advising on corporate finance | 2010-05-06 | 2010-09-20 | Rep | Dealing in securities | 2010-05-06 | 2010-09-20 |
| 5 | CMB International Capital Limited | Rep | Advising on corporate finance | 2010-09-20 | 2011-06-17 | Rep | Dealing in securities | 2010-09-20 | 2011-06-17 |
| 6 | Dongxing Securities (Hong Kong) Company Limited | Rep | Advising on corporate finance | 2017-02-27 | 2023-06-22 | Rep | Dealing in securities | 2017-02-27 | 2023-06-22 |
| 7 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2015-03-30 | 2016-04-28 |
| 8 | SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | Advising on corporate finance | 2015-03-30 | 2016-04-28 | Rep | Dealing in securities | 2015-03-30 | 2016-04-28 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy