Tse, Cho Wan 謝棗韻

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CMB International Capital Holdings Corporation Limited Rep Advising on corporate finance 2010-05-06 2010-09-20
2 CMB International Capital Holdings Corporation Limited Rep Dealing in securities 2010-05-06 2010-09-20
3 CMB International Capital Limited Rep Advising on corporate finance 2010-09-20 2011-06-17
4 CMB International Capital Limited Rep Dealing in securities 2010-09-20 2011-06-17
5 CINDA INTERNATIONAL CAPITAL LIMITED Rep Advising on corporate finance 2011-07-27 2015-03-09
6 CINDA INTERNATIONAL CAPITAL LIMITED Rep Dealing in securities 2011-07-27 2015-03-09
7 CINDA INTERNATIONAL SECURITIES LIMITED Rep Dealing in securities 2011-07-27 2015-03-09
8 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED Rep Dealing in securities 2015-03-30 2016-04-28
9 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED Rep Advising on corporate finance 2015-03-30 2016-04-28
10 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED Rep Dealing in securities 2015-03-30 2016-04-28
11 CEB International Capital Corporation Limited Rep Advising on corporate finance 2016-05-09 2017-02-16
12 CEB International Capital Corporation Limited Rep Advising on securities 2016-05-09 2017-02-16
13 CEB International Capital Corporation Limited Rep Dealing in securities 2016-05-09 2017-02-16
14 Dongxing Securities (Hong Kong) Company Limited Rep Advising on corporate finance 2017-02-27 2023-06-22
15 Dongxing Securities (Hong Kong) Company Limited Rep Dealing in securities 2017-02-27 2023-06-22

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