Leung, Kwok Ming (SFC:AIZ701) 梁國明

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED RO Advising on futures contracts 2020-05-22 2023-06-04
JMC Capital International Limited RO 2023-07-19
2 CITIC Securities Brokerage (HK) Limited RO Advising on securities 2017-09-22 2019-06-21
SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED Rep 2019-11-14 2020-01-15
SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED RO 2020-01-15 2023-06-04
JMC Capital HK Limited RO 2023-07-19
JMC Capital International Limited RO 2023-07-19
3 JMC Capital HK Limited RO Asset management 2023-09-13
4 CITIC Securities Futures (HK) Limited Rep Dealing in futures contracts 2010-03-22 2011-06-27
CITIC Securities Futures (HK) Limited RO 2011-06-27 2019-06-21
CITIC Securities International Global Markets Limited RO 2017-05-23 2018-06-25
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED Rep 2019-11-14 2020-01-15
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED RO 2020-01-15 2023-06-04
JMC Capital International Limited RO 2023-07-19
5 Northern Trust Company of Hong Kong Limited (The) Rep Dealing in securities 2003-06-02 2007-02-27
Northern Trust Company of Hong Kong Limited (The) RO 2007-02-27 2008-07-18
CITIC Securities Brokerage (HK) Limited Rep 2008-12-17 2009-02-05
CITIC Securities Brokerage (HK) Limited RO 2009-02-05 2019-06-21
CITIC Securities Asset Management (HK) Limited RO 2014-10-17 2018-06-29
CITIC Securities International Global Markets Limited RO 2017-05-23 2017-12-06
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED Rep 2019-11-14 2020-01-15
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED RO 2020-01-15 2023-06-04
JMC Capital HK Limited RO 2023-07-19
JMC Capital International Limited RO 2023-07-19

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