Chan, Sze Ho (SFC:AWZ026) 陳思浩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2011-07-27 | 2017-07-27 |
2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2013-05-15 | 2017-07-27 |
3 | CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2018-01-03 | 2020-07-28 |
4 | CMBC International Securities Limited | Rep | Advising on securities | 2018-12-03 | 2020-07-28 | Rep | Dealing in securities | 2018-12-03 | 2020-07-28 |
5 | CMBC SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2018-01-03 | 2020-07-28 | Rep | Dealing in securities | 2018-01-03 | 2020-07-28 |
6 | I Win Asset Management Limited | Rep | Advising on securities | 2022-03-04 | |
7 | I WIN SECURITIES LIMITED | Rep | Dealing in securities | 2020-12-08 | 2022-03-11 | RO | Dealing in securities | 2022-03-11 |
8 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2011-03-11 | 2011-06-21 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy