Chang, Chiung-Wen 張瓊文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2011-07-05 | 2014-05-08 |
2 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2009-11-03 | 2011-06-03 |
3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2015-11-24 | 2017-05-31 |
4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-11-20 | 2009-09-29 |
5 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2018-08-14 | 2021-08-28 |
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