Du, Yuxi 杜玉曦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2009-09-30 | 2013-10-31 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2007-12-14 | 2008-10-24 | Rep | Dealing in securities | 2008-11-13 | 2009-07-16 | Rep | Dealing in securities | 2013-11-01 | 2018-09-01 |
| 3 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2018-12-11 | 2020-02-05 | RO | Dealing in securities | 2020-02-05 | 2021-06-30 |
| 4 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2021-08-30 | 2021-12-21 | RO | Dealing in securities | 2021-12-21 | 2023-12-15 | RO | Advising on securities | 2022-06-21 | 2023-12-15 |
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