Ha, To Sun 夏道新

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CITIC Securities Brokerage (HK) Limited Rep Dealing in securities 2004-02-17
2 CITIC Securities Futures (HK) Limited Rep Dealing in futures contracts 2004-02-17
3 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED Rep Advising on corporate finance 2004-02-07
Rep Advising on securities 2004-02-07
Rep Asset management 2004-02-07
Rep Automated trading services 2004-02-07
Rep Dealing in securities 2004-02-07
4 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED Rep Advising on futures contracts 2004-02-07
Rep Asset management 2004-02-07
Rep Dealing in futures contracts 2004-02-07
5 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED Rep Advising on corporate finance 2004-02-07
Rep Advising on securities 2004-02-07
Rep Asset management 2004-02-07
Rep Automated trading services 2004-02-07
Rep Dealing in securities 2004-02-07

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