Lee Shyu, Mei-Lan 徐美蘭
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2010-01-14 | 2013-06-28 | RO | Dealing in securities | 2013-06-28 | 2014-02-09 | Rep | Dealing in securities | 2014-04-01 | 2014-05-20 | RO | Dealing in securities | 2014-05-20 | 2017-08-14 | Rep | Dealing in securities | 2017-08-14 | 2019-10-12 |
| 2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2014-04-01 | 2016-09-26 | RO | Dealing in futures contracts | 2016-09-26 | 2017-08-14 | Rep | Dealing in futures contracts | 2017-08-14 | 2019-10-12 |
| 3 | CLSA LIMITED | Rep | Dealing in securities | 2014-02-10 | 2014-04-01 |
| 4 | HSBC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2005-08-19 | 2005-11-14 |
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