Lee, Siew Bee 李秀美
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | 313 Capital Management Limited | Rep | Advising on securities | 2013-03-12 | 2015-06-18 |
2 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2004-08-12 | 2012-07-02 |
3 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2004-08-30 | 2012-07-02 |
4 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2004-06-17 | Rep | Advising on securities | 2004-06-17 | Rep | Asset management | 2004-06-17 | Rep | Automated trading services | 2004-06-17 | Rep | Dealing in securities | 2004-06-17 |
5 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Advising on corporate finance | 2004-06-17 | Rep | Advising on securities | 2004-06-17 | Rep | Asset management | 2004-06-17 | Rep | Automated trading services | 2004-06-17 | Rep | Dealing in securities | 2004-06-17 |
6 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2013-03-12 | 2015-06-18 |
7 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2013-03-12 | 2015-06-18 |
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