Lo, Pak Lung 盧柏龍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Beevest Securities Limited | Rep | Advising on securities | 2016-02-22 | 2016-05-31 | Rep | Dealing in securities | 2016-02-22 | 2016-05-31 |
| 2 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2004-02-20 | 2015-10-10 |
| 3 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2004-02-20 | 2015-10-10 |
| 4 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2004-02-04 | Rep | Advising on securities | 2004-02-04 | Rep | Asset management | 2004-02-04 | Rep | Automated trading services | 2004-02-04 | Rep | Dealing in securities | 2004-02-04 |
| 5 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Advising on futures contracts | 2004-02-04 | Rep | Asset management | 2004-02-04 | Rep | Dealing in futures contracts | 2004-02-04 |
| 6 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Advising on corporate finance | 2004-02-04 | Rep | Advising on securities | 2004-02-04 | Rep | Asset management | 2004-02-04 | Rep | Automated trading services | 2004-02-04 | Rep | Dealing in securities | 2004-02-04 |
| 7 | JS SECURITIES LIMITED (HK) | Rep | Advising on securities | 2017-08-10 | 2017-09-06 | Rep | Dealing in securities | 2017-08-10 | 2017-09-06 | RO | Advising on securities | 2017-09-06 | RO | Dealing in securities | 2017-09-06 |
| 8 | ZHONGHUI INTERNATIONAL FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2017-08-10 | 2017-09-06 | RO | Dealing in futures contracts | 2017-09-06 | 2018-09-10 | Rep | Dealing in futures contracts | 2018-09-10 | 2019-03-26 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy