Mak, Mica Yun Ching 麥潤楨
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT CAPITAL LIMITED | Rep | Advising on corporate finance | 2016-08-01 | 2018-10-12 | Rep | Advising on securities | 2016-08-01 | 2018-10-12 | Rep | Dealing in securities | 2016-08-01 | 2018-10-12 |
| 2 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on securities | 2016-08-01 | 2017-02-22 | Rep | Dealing in securities | 2016-08-01 | 2017-02-22 | RO | Advising on corporate finance | 2017-02-22 | 2018-10-12 | RO | Advising on securities | 2017-02-22 | 2018-10-12 | RO | Dealing in securities | 2017-02-22 | 2018-10-12 |
| 3 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2022-09-05 | 2023-04-04 | Rep | Dealing in securities | 2022-09-05 | 2023-04-04 | RO | Advising on corporate finance | 2023-04-04 | 2023-05-10 | RO | Dealing in securities | 2023-04-04 | 2023-05-10 |
| 4 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2013-11-01 | 2016-05-06 | Rep | Advising on securities | 2013-11-01 | 2016-05-06 |
| 5 | CLSA LIMITED | Rep | Dealing in securities | 2013-11-01 | 2016-05-06 | Rep | Advising on securities | 2015-01-13 | 2016-05-06 |
| 6 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2003-11-01 | Rep | Advising on securities | 2003-11-01 | Rep | Asset management | 2003-11-01 | Rep | Automated trading services | 2003-11-01 | Rep | Dealing in securities | 2003-11-01 |
| 7 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Advising on corporate finance | 2003-11-01 | Rep | Advising on securities | 2003-11-01 | Rep | Asset management | 2003-11-01 | Rep | Automated trading services | 2003-11-01 | Rep | Dealing in securities | 2003-11-01 |
| 8 | CSI Corporate Finance (HK) Limited | Rep | Advising on securities | 2003-11-28 | 2004-07-30 | Rep | Advising on corporate finance | 2003-11-28 | 2007-03-01 | Rep | Dealing in securities | 2003-11-28 | 2007-03-01 | RO | Advising on corporate finance | 2007-03-01 | 2014-10-17 | RO | Dealing in securities | 2007-03-01 | 2014-10-17 | RO | Advising on securities | 2007-10-16 | 2014-10-17 |
| 9 | DGA Capital Asset Management Limited | Rep | Advising on securities | 2023-12-18 | Rep | Asset management | 2023-12-18 |
| 10 | Everbright Securities Investment Services (HK) Limited | RO | Advising on securities | 2018-02-22 | 2018-10-12 | RO | Dealing in securities | 2018-02-22 | 2018-10-12 |
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