Pang, Kwan 彭堃

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

Some data are hidden to fit your display. Rotate?

Organisation Role Activity From Until
1 CITIC Securities (Hong Kong) Limited Rep Advising on corporate finance 2013-11-01 2017-05-27
Rep Advising on securities 2013-11-01 2017-05-27
2 CLSA LIMITED Rep Dealing in securities 2013-11-01 2017-05-27
Rep Advising on securities 2014-12-30 2017-05-27
3 CSI Corporate Finance (HK) Limited Rep Advising on corporate finance 2010-12-20 2013-10-31
Rep Advising on securities 2010-12-20 2013-10-31
Rep Dealing in securities 2010-12-20 2013-10-31
4 Grit Securities Limited Rep Dealing in securities 2018-10-25 2021-07-29
5 JOINCAP CAPITAL LIMITED Rep Advising on securities 2018-10-25 2020-08-25
Rep Asset management 2018-10-25 2020-08-25
RO Advising on securities 2020-08-25 2021-07-29
RO Asset management 2020-08-25 2021-07-29
6 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED Rep Advising on securities 2021-08-20 2023-10-04
Rep Dealing in securities 2021-08-20 2023-10-04
Rep Advising on corporate finance 2021-10-27 2023-10-04
7 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED RO Advising on securities 2023-09-28
8 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED Rep Dealing in securities 2021-08-20

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top